📘 Knowledge Base

Service Request & Prequalification Questionnaire — FAQ

❓ What is the Service Request & Prequalification Questionnaire?

It is the first screening document used by U.S. Capital Private Bank to understand what you are requesting, determine eligibility, and identify the correct service path.

It helps ensure your request is reviewed accurately and efficiently.

❓ Why do I have to complete this form?

Because institutional banking does not operate on verbal descriptions or assumptions.

This form allows the bank to:

• Understand your transaction clearly

• Confirm the request fits compliance requirements

• Avoid delays, rejections, or misrouting

• Allocate the correct internal resources

Without it, your request cannot be properly evaluated.

❓ Does completing this form obligate me financially?

No.

The form explicitly states that:

• It creates no financial obligation

• It does not initiate a transaction

• It does not guarantee approval or funding

It is an information-only prequalification tool

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❓ Is this a contract?

No.

This document is not:

• A service agreement

• A funding agreement

• An investment contract

It is a preliminary assessment form only.

❓ What happens after I submit the questionnaire?

Once submitted:

1. The information is reviewed for completeness

2. Compliance and eligibility are assessed

3. You are advised of the next appropriate step, which may include:

   • Smart Plan Agreement

   • Confirmation of Principal (if applicable)

   • Additional documentation

   • Declination (if the request does not qualify)

❓ Why are there so many questions?

Because institutional transactions require clarity.

The questions help determine:

• Nature of the business or project

• Funding size and structure

• Prior funding history

• Use of funds

• Jurisdictional considerations

This prevents wasted time for both you and the bank.

❓ What if a question does not apply to me?

The form instructs you to enter “N/A”.

Leaving fields blank may result in automatic rejection of the submission.

❓ Why do you ask about prior funding or rejections?

This is standard due diligence.

It helps the bank:

• Understand transaction history

• Identify structural issues early

• Avoid repeating unsuccessful approaches

Providing this information does not disqualify you.

❓ Is my information kept confidential?

Yes.

The form is governed by:

• Private Trust confidentiality

• Privacy and data-protection principles

• Restricted internal access

Your information is used only for eligibility evaluation

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❓ What types of requests require this form?

The questionnaire is required for requests involving:

• Wealth Management

• Trade or transaction services

• Instrument issuance (LC, SBLC, BG, MTN)

• Asset monetization

• Project funding

• Consulting or structured finance

❓ Can my request be declined after submission?

Yes.

If the request:

• Does not meet compliance requirements

• Falls outside institutional scope

• Is incomplete or unclear

The bank may decline without obligation.

This protects both parties.

❓ What if I need help completing the form?

Assistance is available.

Our team can help you:

• Understand the questions

• Complete the form correctly

• Avoid unnecessary delays

❓ How does this form relate to other documents?

The Service Request & Prequalification Questionnaire typically comes before:

1. Smart Plan Agreement

2. Confirmation of Principal (if applicable)

3. Bank-to-bank procedures

4. RWA and SWIFT processes

Each document serves a different purpose.

🧠 In One Sentence

“This form helps us understand your request and determine if and how it can proceed—before any commitments are made.”

📞 Need Assistance?

Email: [email protected]
Website: https://uscapitalprivatebank.com
Phone: +971 52 992 6005