🛡 Compliance Tools
US Capital Private Bank Knowledge Base
📌 Overview
Compliance is a cornerstone of modern banking and financial services. It ensures that institutions, clients, and transactions adhere to regulatory standards, anti-fraud measures, and due diligence requirements. Proper compliance protects all parties from legal risk, prevents money laundering, enhances trust, and supports transparency in financial dealings.
Below is a curated list of verified compliance tools and databases used by global institutions to authenticate assets, verify identities, and validate transactions.
💎 Gemological Institute of America (GIA) – Report Check
About: The GIA is the world’s foremost authority on diamonds, colored stones, and pearls. The GIA Report Check service allows verification of a GIA grading report to confirm gemstone authenticity and details.
Purpose: Used when validating gemstone collateral or confirming appraisal accuracy.
🔗 GIA Report Check
🔢 ISIN (International Securities Identification Number)
About: ISIN.org provides information and resources related to the unique identification numbers assigned to securities worldwide.
Purpose: Essential for confirming the authenticity and details of global financial instruments such as bonds, stocks, and derivatives.
🔗 ISIN Database
🔍 Background Check Tools
Intelius
About: Intelius is a U.S.-based people search and background check service offering public records, phone lookups, and identity verification.
Purpose: Used for due diligence on individuals in the United States.
🔗 Intelius
Spokeo
About: Spokeo aggregates data from online and offline sources to provide comprehensive reports on individuals.
Purpose: Ideal for verifying identity, location, and contact information.
🔗 Spokeo
192.com (UK & International)
About: 192.com is a UK-based people search engine that provides electoral roll data, director records, and company affiliations.
Purpose: Used for background checks within the UK and international jurisdictions.
🔗 192.com
CheckPeople UK
About: CheckPeople UK offers access to public records, criminal background checks, and court records for UK residents.
Purpose: Useful for verifying legal history and personal details abroad.
🔗 CheckPeople UK
💹 Euroclear
About: Euroclear is one of the largest securities settlement systems in the world, specializing in post-trade services for bonds, equities, and investment funds.
Purpose: Used to confirm ownership and settlement of financial instruments.
🔗 Euroclear
🏦 IBAN Checker
About: IBAN.com offers a tool to verify International Bank Account Numbers and identify bank details.
Purpose: Helps prevent payment errors and fraud in international transactions.
🔗 IBAN Checker
🌍 IMF eLibrary
About: The International Monetary Fund's digital library provides economic data, reports, and analysis.
Purpose: Used for macroeconomic research, country risk assessment, and compliance reporting.
🔗 IMF eLibrary
📇 CUSIP
About: The CUSIP system assigns unique identifiers to securities in the U.S. and Canada.
Purpose: Verifies specific securities and ensures accurate trade settlement.
🔗 CUSIP Request Service
🪙 Gold Calculator
About: An online tool for calculating the value of gold based on weight and purity.
Purpose: Essential when gold is used as collateral in transactions.
🔗 Gold Calculator – 5,000 Tons Example
📊 Bloomberg Professional Reports
About: Bloomberg provides financial software, data, and analytics for market research and compliance tracking.
Purpose: Used for institutional-grade market intelligence.
🔗 Bloomberg Professional Updates
🧾 Verify Appraisers' Licenses
About: The ASA (American Society of Appraisers) license verification system confirms whether an appraiser is accredited and in good standing.
Purpose: Ensures legitimate professionals issue appraisal reports.
🔗 ASA License Verification
📦 DTC (Depository Trust Company)
About: The DTC provides custody and settlement services for securities, ensuring secure and efficient post-trade processing.
Purpose: Used for confirming securities eligibility and settlement status.
🔗 DTC Client Center
🚨 Interpol Red Notices (Black List)
About: Interpol’s database of internationally wanted persons. For fraud and other crimes.
Purpose: Used in enhanced due diligence to identify high-risk individuals.
🔗 Interpol Red Notices
📩 ReadNotify
About: A service that provides proof of email opening, reading, and forwarding.
Purpose: Used in compliance tracking to confirm receipt of important documents.
🔗 ReadNotify
📑 FINRA (Financial Industry Regulatory Authority)
About: FINRA is a U.S. Regulatory organization overseeing brokerage firms and exchange markets.
Purpose: Used to verify broker registration and disciplinary history.
🔗 FINRA
💵 Cbonds
About: Cbonds provides market data and analytics for global bond markets.
Purpose: Used for bond verification and market research.
🔗 Cbonds
📈 Wiener Börse (Vienna Stock Exchange)
About: The Wiener Börse is the Austrian stock exchange, offering data and tools for securities research.
Purpose: Used for compliance checks on Austrian and European securities.
🔗 Wiener Börse Search
🎥 Gold Backing Explained
Watch our educational video on gold-backed assets:
🔗 US Capital Private Bank – Gold Backing Explained
📧 Email: [email protected]
🌐 Website: US Capital Private Bank